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A multi-hazard perspective on equitable adaptation and how to assess it

Abstract

Natural hazards disrupt livelihoods and cause significant economic damage globally, disproportionately burdening vulnerable and marginalized populations. Adaptation efforts must become more equitable to better distribute risk among socio-economic groups, ensure inclusive representation in decision-making, and address root causes of vulnerability. While there are similarities across hazard types in achieving equitable adaptation, attention to their differences is essential, as each hazard type poses distinct adaptation challenges. Additionally, equitable adaptation to compound and consecutive events is complicated by potential maladaptation and adaptation trade-offs, further pressuring the most vulnerable. This study provides a multi-hazard perspective on equitable adaptation across various hazard types and multi-hazard events. We identify challenges for hazards based on magnitude (intensive vs. extensive), onset (rapid vs. slow), and for compound and consecutive events. To advance equitable adaptation to multi-hazards, we recommend that (1) equitable adaptation analyses address specific challenges by hazard type, (2) adaptation efforts are scaled up for extensive events, such as nuisance flooding, due to their cumulative impact on vulnerable groups, and (3) research advances toward multi-hazard thinking to prevent maladaptation and adaptation trade-offs. To support equitable, multi-risk adaptation decisions, methods must integratively capture the complexities of social and environmental systems, especially regarding consecutive and compounding events. This paper highlights recent advancements in qualitative and quantitative methods, as well as decision-making approaches, to tackle socio-environmental complexities. Our analysis includes (1) qualitative approaches for complex socio-environmental systems, (2) quantitative approaches for these systems, and (3) decision-making under deep uncertainty. Combining these in a mixed-methods approach shows potential for more effective modelling of equity and multi-hazard considerations.

1 Introduction

Last year, the Emergency Event Database [1] reported just under four hundred disasters that combined affected 185 million individuals. In its 2024 Global Assessment Report (GAR), the United Nations Office for Disaster Risk Reduction (UNDRR) reported that an increasing number of disasters is impacting a growing number of people globally and is exacerbating inequalities [2]. Major floods hit Afghanistan, Australia, Bangladesh, India, Pakistan and Thailand, droughts hit China and the horn of Africa, and heatwaves and earthquakes were felt from central Asia to the Pacific Ocean. While these events affect large parts of society, vulnerable and marginalized groups are disproportionately affected as they often live in more hazardous locations [38], have fewer resources to prepare, cope and recover from disaster [3,9,10], and are more dependent on the natural ecosystems for their livelihood, food security, health and safety [3,10,11]. Climate change is expected to worsen the impacts for vulnerable groups [3], potentially pushing between 68 and 135 million people into poverty [12], and the impacts could even reverse the gains of the past decades on reducing inequality between and within countries [13].

Therefore, it is crucial to protect vulnerable and marginalized groups from the impacts of natural hazards. But despite that they face the brunt of the hazards, adaptation measures that protect against the impacts often overlook vulnerable groups, and are instead geared towards valuable assets and areas, or they negatively affect vulnerable groups [5,10,1417]. To better address the needs of vulnerable groups, adaptation decision-making and adaptation measures need to become more equitable, by distributing the risk among different socio-economic groups (distributional equitability), by ensuring equal participation in the adaptation decision-making process (procedural equitability), and by addressing the root causes of inequality to natural hazards, such as social, economic, and political inequality (systemic equitability) [5,6,9,11,14,1820]. The importance of making adaptation more equitable is broadly recognized in international disaster and development fora such as the Sendai Framework for disaster risk reduction and the recent 27th Conference Of the Parties (COP27) and it is extensively advocated in literature (for a review, see Coggins et al. [21], the IPCC WGII technical report [22], and the chapter on Climate-Resilient Development (CRD) [23]). While there is no complete database of adaptation efforts around the world, a recent review on adaptation literature does show that equity considerations are included to some extent in roughly 60% of the included adaptation studies, where adaptation in Africa and Asia seems to include more equity considerations than reports in Australasia, Europe, and North America [24]. However, this mostly focusses on low income groups (~37%), with only few cases focussing on women (~20%) or indigenous groups (~10%) and rarely consider age, disability, migrant status [24]. Even if equity is considered in adaptation measures, they often fail to be equitable as evidenced across hazards [14,2527].

Moreover, we need to better recognize that while improving distributional, procedural, and system inequality is needed across hazards, different hazard types also lead to different challenges to achieve equitable adaptation. For example, hazards that have a large magnitude and intensity are often addressed with large-scale adaptation that overlook the needs of the poor and vulnerable [3,5,10,1417], while low magnitude events are often not the focus of adaptation efforts at all, even though their constant pressure puts mostly the poor and vulnerable at risk [28,29]. Moreover, hazards that have a rapid onset and clear beginning and end point, such as floods, have clear adaptation measures that can be implemented, while droughts are more slow-onset and lack a clear beginning and endpoint, making equitable adaptation more complex [30]. Achieving equitable adaptation thus needs to address different challenges for different hazard types.

While each hazard in isolation already leads to disproportionate impacts for the most vulnerable, this disproportionality increases when faced with compound events (i.e. events that occur at the same time [20] or consecutive events (i.e. events that occur sequentially [9]). For example, the recent destructive earthquakes in Türkiye and Syria were followed that same winter by flood events that mostly affected the poor regions and 6 months later by extensive wildfires [31]. All of these events occurred against the backdrop of a decade long civil war, which strongly affected people’s vulnerability and ability to cope with the compounding of these events. Adaptation trade-offs, or adaptation a-synergies), which we define following De Ruiter et al. [32] as adaptation measures aimed at one type of hazard having negative effects on the risk of another hazard. For example, while building houses on stilts can decrease flood risk, it can increase a building’s earthquake risk [32,33]. Such a-synergies put further pressure on vulnerable groups, resulting in people actually becoming more vulnerable instead of less vulnerable to the impacts of certain hazards [20,3437]. Unfortunately, multi-hazard events are not rare; many of the world regions are at risk of either compound or consecutive events [38,39].

While the disaster and risk science community increasingly focus on multi-hazard instead of only looking at hazards in isolation [35,38,40], the concept of equity has not yet been fully integrated [27]. The UNDRR refers to such inequalities as multidimensional vulnerability. While the Global Assessment Report on DRR [41] does acknowledge the challenge of multidimensional vulnerability, it does so from a single hazard perspective. There are several examples that focus on equitable adaptation but that do not integrate multi-risk challenges (e.g., Flood Resilience Alliance 2023 [42] and the Adaptation Gap Report 2023 [43]. Similarly, the UNDRR-WMO [41] report on early-warning systems for multi-risk, focusses on the challenges of multi-risk, but does not address challenges of equitable adaptation. Hence, the intersectionality between the challenges of DRR for multi-risk and the challenges of equitable adaptation have to the best of our knowledge not been addressed.

However, such a multi-hazard perspective on equitable adaptation is essential. Here, we first provide a brief general overview of key literature on the concept of equitable adaptation. Second, we contribute to the multi-hazard literature by exploring specific challenges to equitable adaptation for different hazard types. We then explore how compound and consecutive events affect vulnerable groups, and how adaptation decisions lead to (a)-synergies in reducing impact. Finally, we provide methodological recommendations and a research agenda for equitable adaptation from the multi-hazard perspective.

2 Equitable adaptation

Adaptation is the process of adjustment to actual or expected climate and its effects [22]. Adaptation can take on many forms, from improved early warning systems to large-scale technical solutions such as dykes and levees, to financial recovery systems such as insurance mechanisms and more [6,8,11,44]. It can range from measures aimed at behavioral change, taking ecosystem-based or technical measures, to adaptation focusing on institutional actions [24]. Adaptation can increase preparedness, improve the coping capacity during an event, or increase recovery speed after an event [6,8,11], and adaptation can be aimed at preventing the hazard, limiting the exposure of people, buildings, and assets, or reducing the vulnerability to the impact [6,8,11]. Adaptation decisions can be taken at an international, national, regional, community, household or individual level [6,8,11]. Moreover, several ways of adapting can co-exist, each with their own impact on equity [6,8,11]. Adaptation is therefore multi-faceted, here we focus on aspects that are most relevant from an equity point of view; how does (mal-)adaptation influence the distribution of risk to poor and vulnerable groups (distributive equitability), how are poor and vulnerable groups included in the adaptation decision-making process (procedural equitability), and how does (mal-)adaptation influence the root causes of vulnerability (systemic equitability).

Distributive equitability in adaptation aims to distribute the burdens and benefits of adaptation fairly across individuals, groups, and regions with different socio-economic, cultural, and political statuses [6,10,16]. Achieving a fair distribution of burdens and benefits entails more than sharing equally, but instead it recognizes the greater need of vulnerable and marginalized groups to reduce vulnerabilities, improve livelihoods, and strengthen the capacity to prepare for, cope with, and recover from natural hazards [5,8,14,16]. Equitable adaptation therefore should identify who is more vulnerable to the impacts of climate change, where adaptation should be implemented to reduce risk effectively for the most vulnerable, and how the adaptation can best serve the needs and interests of the most vulnerable [45].

Procedural equitability in adaptation can be achieved following principles of recognition, participation, and distribution of power [5,6,10,46,47]. Recognition in adaptation considers the viewpoints, experiences and needs of vulnerable and marginilized groups, without enforcing a traditional or mainstream adaptation paradigm [16,48,49]. Participation means that vulnerable and marginalized groups are represented in the procedures and processes in adaptation decision-making [16,47]. The distribution of power in adaptation refers to the measure in which vulnerable and marginalized groups have the control of their own environment. This concept is related to participation, but goes beyond it by providing formal control over adaptation decisions-rules, procedures, and final decisions [47,50].

System equitability in adaptation addresses the extent to which adaptation reduces the root causes of vulnerability. Root causes of vulnerability stem from existing social, economic, and political disparities [3,6,10,14]. Instead of focusing on reducing the impact of the natural hazard, systemic equitability in adaptation reduces existing inequalities that are underlying drivers of vulnerability, such as poverty, exclusion, discrimination, historic colonialism, and unequal access to social services [3]. The concept of systemic equitability in adaptation strongly relates to the broader concept of Climate-Resilient Development [23]. CRD focusses on mitigation and adaptation measures that support sustainable development. In relation to systemic equitability, it is argued that adaptation should move from incremental adaptation, which reduces risk but does not change the existing system, to transformational adaptation, which leads to a fundamental change of the system by reorienting development pathways towards social justice and sustainable development [6,51]. By doing so, transformational adaptation addresses systemic inequalities for both current and future generations [6,51].

3 Equitable adaptation challenges for different hazard types

On top of these general aspects for equitable adaptation, there are specific challenges that emerge for different hazard types. Here we explore challenges and solutions for equitable adaptation to multitude of hazards on two scales; intensive/extensive and rapid-onset/slow-onset hazards. Intensive hazards have a high-severity/low-frequency profile, with typical examples being widespread events such as cyclones and tsunamis [30]. Extensive hazards have a low-severity/high-frequency profile. Examples are for instance minor droughts or floods that occur regularly [29,30]. Rapid onset hazards such as floods and earthquakes have a relatively short timeframe with a clear beginning and endpoint. Slow onset hazards such as droughts have a relatively long timeframe without a clear beginning or endpoint [30]. Note that the term slow-onset is used differently in literature; while the literature on droughts characterizes the hazard as slow onset, the UNFCCC [52] does not consider droughts to be slow-onset, but instead defines eight slow-onset processes such as sea-level rise, biodiversity loss, salinization and land degradation. Following the UNDRRR [30] definition, we characterize drought as a slow-onset hazard, and refer to the eight UNFCCC categories as gradual processes.

3.1 Intensive rapid onset hazards

The most prominent hazards are intensive and rapid onset hazards, such as cyclones, tsunami’s, major floods, and major earthquakes, which are characterized by their low frequency but large magnitude [53]. While the impacts of intensive rapid onset events affect all socio-economic groups, there is broad scientific evidence that shows that vulnerable socio-economic groups tend to live in higher risk areas (e.g. cyclones [26]; tsunami [15,54]; major floods [3,25]; major earthquakes [27,55]), have higher mortality rates [26,54,56,57], and rely more on ecosystem dependent sectors such as agriculture that are heavily impacted by large-scale events [10,11,58]. The magnitude and rapid onset of these hazards leads to an increased tension between doing what is urgently needed to prevent wide-scale devastation, and upholding distributive, procedural, and systemic equitability [16].

Despite the need for equitable adaptation, adaptation towards intensive rapid onset events usually focuses on large-scale adaptation measures or broadly applicable regulations and policies that are typically informed by cost-benefit analysis, which favours policies that protect higher-value assets and areas [3,5,14,15,25,27,55]. Faced with limited resources and large-scale impacts, adaptation decisions can thus quickly prioritize more affluent regions, increasing inequality [3,5,14,15,25,27,55]. For example, to prepare for major floods, the preferred method of adaptation is dikes, which are installed in areas of high value and impact coastal and riverine livelihoods that depend on access to water [3]. For hurricanes and earthquakes, policies are usually aimed at building levels, which actually might provide more opportunities to support poor and marginalized groups. But in reality governments often stimulate cost-effective, but expensive, retro-fitting measures which can usually only be applied to houses with a certain structural quality, disadvantageous to the poor who live in worse building conditions [27,55,59], or they selectively enforce building-codes in favour of the more affluent [14,55]. Adaptation measures that focus on the coping phase can also disadvantage the vulnerable. For example, hurricane Katrina showed that more affluent citizens of New Orleans had better opportunities to evacuate than poorer households [60]. Even in the post-disaster recovery phase of intensive rapid onset events, the constrained time and resources are often prioritized in higher value or urbanized regions [15]. Sovacool et al. [15] analysed the post-disaster recovery phase of four different rapid onset intensive events, and concluded that four processes aggravated distributional and procedural inequality; enclosure, where public funds are transferred to private actors, exclusion, where poor and marginalized groups are provided with limited access to the decision-making process, encroachment, where adaptation intrudes on biodiverse areas on which poor and marginalized groups depend, and entrenchment, where adaptation solutions aggravate pre-existing conditions. Furthermore, disaster relief funds for rapid onset intensive events tend to go to large NGO’s, and while they might be more (economically) effective, this overlooks small-scale local-based NGO’s which are better positioned to support poor and marginalized groups [61]. Also, in the wake of large-scale events, funding is diverted to reconstruction, pulling it away from general development and empowerment programs for poor and marginalized groups [61].

3.2 Intensive slow-onset hazards

Intensive slow-onset hazards are characterized by an unclear starting or endpoint, and typically involve droughts. Different types of droughts are defined, such as meteorological, agricultural, or hydrological droughts, which all affect large global regions simultaneously [62,63]. Droughts directly impact essential water use for poorer and vulnerable groups [6467], and failing to implement adaptation in an equitable manner therefore quickly results in increased mortality and poverty [64,67,68]. The actual impacts of droughts are heavily driven by supply, demand, and access to water infrastructure, and therefore the distribution of impacts of droughts are even more a social construct than other hazards [64,6769]. More so than intensive rapid onset hazards, intensive slow onset hazards disproportionately affect lower-income countries, with 90% of low-income countries being classified as at high or very high risk with respect to slow-onset hazards, in contrast to 5% of the high income countries [70]. In rural or agricultural areas, larger and wealthier water users can invest in larger water storage capacity, have better access to information, have better access to economic instruments, and have better access to authorities and power than poor and marginalized groups [68]. In urban areas, inequalities arise as more affluent neighbourhoods are better connected to water infrastructure, and richer households have better opportunities to reduce water consumption by cutting down on non-essential water use, while poor households would be directly impacted in their basic needs [64,67,68].

Equitable adaptation to slow-onset intensive hazards is complex. Similar to rapid onset intensive hazards, there is a tension between upholding equity standards when faced with resource constraints to address the magnitude of the event [64,71,72]. Adding to this, the lack of a clear starting point can lead to inadequate adaptation strategies that do not recognize the need of the poor and marginalized in time, as larger effects are only seen in a later stage [73]. By the time large-scale adaptive efforts are underway, the impacts might already have pushed the poor and marginalized in a worse position to cope with and recover from the drought. Moreover, as slow-onset hazards are spread out over time, they lead to complex interactions between other socio-economic processes and the impacts of hazards themselves. For example, adaptations aimed to improve water supply, such as storage and retention, are often only accessible by large-scale water users [68], geared towards more affluent regions and neighbourhoods [64,68], and even small-scale private or community water storage is often not affordable for poorer households [64,68]. On the other hand, reducing the demand of water is often not feasible for poor and marginalized groups, as they are already living on or near the minimum water demand levels [64]. Therefore, they cannot smooth their water use by reducing non-essential water use (e.g. washing cars), while more affluent households can [64]. Other adaptation solutions, such as water rights and water markets, can be effective measures to better match demand and supply, but again poor and marginalized groups often have no or limited access to these schemes [74].

3.3 Extensive rapid and slow onset hazards

In contrast to intensive hazards, extensive hazards are characterized by a higher frequency of occurrence and lower magnitude [28]. Typical examples of extensive hazards are small floods, landslides, wildfires, local or short-term heatwaves, and low-intensity or short-term droughts [68,75]. Similar to intensive events, poor and marginalized groups tend to live in riskier locations, for instance on slopes susceptible to landslides [7678], areas that frequently flood [79,80], urban areas with higher temperature due to less green or less facilities for cooling such as air-conditioning [81,82], and in areas with less wildfire control [83]. While cumulative effects of extensive events can be as large as the impacts from intensive events [28,75,84], extensive events receive far less (inter-)national attention, are less researched, and are often not accounted for in disaster databases and therefore macro-economic assessments of risk [3,75,84]. Moreover, due to their small per-event loss, they are often not the focus of government or NGO-led adaptation, aid, or reconstruction efforts [75]. As a result of neglecting extensive events, the impacts are even more unequally distributed towards poor and marginalized groups, hindering development and perpetuating levels of poverty and insecurity [75]. Groups with a better socio-economic status might move away from frequently affected places [3], or they have opportunities to adjust their expenditure when faced with small impacts [3]. Poorer groups have less capacity to move away, and adjusting expenditure can often only be done by reducing essential expenditure on health or education [3]. Even though this smooths the impact on the short-term, it can increase the vulnerability of poor groups in the medium to long-term [3]. Furthermore, due to their more frequent occurrence, extensive events have a slow but deteriorating effect on transport, drinking water, power supply, food and fuel availability, leading to loss of workdays and reduced healthcare [14]. These slow deteriorating effects can also impact the effectiveness of existing social structures that would otherwise mitigate the impacts, such as community-based organizations or women groups [85,86]. Overall, the drivers of inequality for extensive events are therefore less related to the hazard itself compared to intensive events, but more to pre-existing socio-economic conditions and general lack of adaptation efforts [80,85].

Similar to intensive hazards, one of the causes for this is procedural inequality through the lack of representation of these groups in adaptation decision-making [14,28,76,84]. For instance, Anderson et al. [83] showed for wildfires how better positioned socio-economic groups have more opportunity to lobby or join adaptation decision-making structures, tilting adaptation measures towards better neighbourhoods. Similar evidence is found for small floods [28,29], landslides [7678], heatwaves [81,82], and wildfires [83]. The difference with intensive events is that extensive events receive a general lack of attention [28,84]. Even the few adaptation strategies that are implemented also frequently exacerbate distributional and procedural inequalities [14,83], for instance by only implementing adaptation measures that prevent or reduce the hazard in more wealthier areas [7678,80,82]. In contrast, some policies such land-use regulations, relocation, and eviction are reported to be enforced only in poorer neighbourhoods while wealthier neighbourhoods remain in place with better protection measures [14]. Moreover, such policies often overlook the area’s social cohesion and livelihood structure, leaving the poor and marginalized worse off after relocation [80].

3.4 Gradual processes

All hazard types are aggravated due to gradual climate or socio-economic change. The UNFCCC [52] distinguishes eight slow-onset processes (defined as gradual processes here); increasing temperatures, desertification, loss of biodiversity, land & forest degradation, glacial retreat, ocean acidification, sea-level rise, and salinization. Within countries, incremental negative effects on living conditions, such as declining fish stock, forest degradation, conflicts over scarce natural resources, and other effects can undermine poverty reduction and development efforts (Adamo et al., 2021 [87];Barnett J, Fincher R, Hurlimann A, Graham S, 2014 [88]; Solinska-Nowak et al., 2018 [89]). Gradual processes are foreseeable incremental phenomena, which potentially makes them easier to adapt to than rapid-onset events [30]. However, there are many challenges in adapting to slow onset events, not in the least because they tend to affect vulnerable groups disproportionally [87]. De Ruiter and Van Loon [90] also recognize slow-onset events as one of the three key dynamics of vulnerability. Moreover, due to their incremental nature, they are largely ignored in adaptation research and policy, which instead focuses on the hazard symptoms such as droughts and more frequent flooding [30]. As the incremental processes are allowed to continue, they continuously interact with anthropogenic parameters and stressors and their manifestations differ at the local scale, leading to increased complexity to adapt [91]. Adaptation to multi-hazard risk in the context of climate change presents added, unique challenges to long-term risk management. Adaptation must account for the non-stationarity of climatic processes, which contributes to both emerging and more extreme risks that we have not seen before, including those relating to tipping points. Next, the increasing uncertainty complicated mid- to long-term adaptation planning (Schlumberger et al., 2023) [92]. Understanding the role of gradual processes and their relationship with residual risk is crucial to develop comprehensive adaptation measures that address both short- and long-term vulnerabilities (Schipper 2020 [35]).

4 Increased vulnerability from multi-hazards

While the occurrence of a single hazard event can already put considerable pressure on poor and marginalized groups, the occurrence of compounding or consecutive events—i.e. hazards happening at the same time or in sequence—is often what pushes people into poverty [3]. So far, the field of multi-hazard risk research has mainly focussed on the physical occurrence of hazards [40], showing that multi-hazard events disproportionately affect low and lower-middle income countries (LMICs) compared to higher income countries (HICs) [39,93]. For compound events, Ridder et al [93] performed a global hotspot analysis and showed that regions in Asia and South America in particular will face increasing wet and windy compound events and that all regions will experience increasing hot and dry compound events. Moreover, they show that future changes are particularly large in regions with many LMICS such as parts of central Africa, Southeast Asia, India, and South America [93]. For consecutive events, Claassen et al. [38] studied 11 different hazards across hazard types that occurred between 2004 and 2017, showing that consecutive events disproportionally affect many LMICs including India, Bangladesh, eastern China, parts of southeast Asia and Madagascar. Data in central Africa and the north central part of South America was largely absent, showing also the impact of lack of data in LMICs on multi-hazard analysis [39].

While the multi-hazard scientific community has mainly focussed on the hazard, the importance of including and accounting for different levels of vulnerability, interactions between different elements of vulnerability, and changing vulnerability as a results of compounding or consecutive disasters have been recognized (De Angeli et al., 2022 [94]; Ayanlade et al. 2023 [37]; de Ruiter & van Loon, 2022 [95]; Kappes et al., 2012 [96]; Terzi et al., 2019 [97]; van den Hurk et al., 2023 [98]; Wang et al., 2020 [99]). There is a growing understanding that multi-hazard risk disproportionately affects the socially vulnerable [9,20,100] and there is growing consensus that due to increasing vulnerability the impacts of multiple extensive disasters are larger in the longer term than a single intensive disaster [100,101]. Although there has been some progress in the field of multi-hazard recovery, the majority of existing research has predominantly concentrated on the physical dimensions of multi-hazards [53,102], with the social dimensions remaining comparatively underexplored [9]. Furthermore, within studies that do address social aspects, there is a pronounced emphasis on pre-disaster preparedness and mitigation, rather than on post-disaster response and recovery [9].

In Fig 1 we schematically show how compound and consecutive effects exacerbate impacts disproportionally with the level of vulnerability, under the simple assumption that the capacity to prepare (P), cope (C), and recover (R) is inversely related with increased vulnerability. While the size of this effect is context and case-specific and driven by complex processes, the general representation is valid [20]. The figure shows the effects of two compound or consecutive intensive hazards, for instance a cyclone followed by major flood events. For those with low vulnerability, the shock of the first event is mitigated by their ability to prepare and cope, and the recovery phase is short, meaning that they can face the second event with the same level of vulnerability. For those with moderate or high vulnerability, a second event takes place before recovery is complete, which means they are likely to be in a more vulnerable position during the second event [9,90]. This heightened vulnerable position during the second event means that they have even less means to prepare and less means to cope than after the first event. Through this mechanism, compound or consecutive events might push vulnerable groups into a vulnerability trap as shown for the ‘high vulnerability’ levels. The same process is valid for extensive events such as small and regular floods. The continuous pressure of such events might keep households in a highly vulnerable state as they need to continuously cope with the extensive events, or might even put them in a worse starting position (e.g. gradual decline from moderate vulnerable to highly vulnerable) before an intensive event hits.

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Fig 1. The effects of multi-hazards and adaptation on levels of vulnerability and the impact of multi-hazards (compound or consecutive) on different levels of vulnerability.

Lower vulnerability is inversely related to higher capacity to prepare for the hazard (P), to cope with the hazard (C), and to recover from the hazard (R). Impacts of the first hazard increase vulnerability, leading to increasingly lower capacity to prepare, cope, and recover. Pressure of extensive events can lead to a worse starting point (S) before an intensive hazard hits. Adaptation trade-offs (in other fields known as a-synergies or maladaptation) in coping with multi-hazards occur when adaptation strategies to one hazard have negative effects on coping with another hazard. The continuous presence of extensive hazards leads to gradually higher vulnerability.

https://doi.org/10.1371/journal.pclm.0000521.g001

4.1 Cascading vulnerabilities

The importance and current lack of accounting for interactions between vulnerability dimensions and how these compound with risk is recognized in the current literature [e.g. 37].Even more so than for single hazards, adaptation to multi-hazards should focus on addressing the root causes of vulnerability, as during compounding or consecutive events, different vulnerability aspects or underlying vulnerability conditions interact and intersect with each other [20,90,98,103], and socio-economic vulnerability can cascade from one hazard to another. For example, disaster-induced unemployment can limit available financial resources to adapt to a next disaster, further reducing the capacity to prepare, cope and recover from multi-hazard events [104,105]. This is underlined by a recent stocktaking of compound climate disasters adaptation literature published between 2013 and 2019, in which Simpson et al. [20] identify 23 vulnerability aspects that have been observed to constrain the capacity to adapt under compound disasters, with low income, food insecurity and access to institutional resources and finance among the most prominent aspects. By addressing the root causes, those groups can shift towards lower vulnerability, reducing the cascading effect (Fig 1).

4.2 Cascading maladaptation and adaptation trade-offs

Even if adaptation measures are taken in an equitable manner for one hazard, they can have unintended negative consequences for a compounding or consecutive event [20,90,103,106]. These adaptation trade-offs are typically referred to as maladaptation [35] or adaptation a-synergies [32]. Examples are for instance because resources to support poor and vulnerable groups spent on one hazard cannot be spent on another hazard [103], or because farmers switch to more drought resistant crops which are more vulnerable to flash floods (de Ruiter, de Bruijn, et al., 2021 [32]; Wood & Good, 2004 [107]) Ward et al., 2020 [103]). The latter is particularly challenging when both floods and droughts become more frequent such as in the Sahel and Sub-Saharan Africa [108,e.g. 109]. Paradoxically, an adaptive response can thus lead to increased vulnerability, and due to its cascading nature can reduce future adaptive capacity [110]. This can be particularly impactful to an already vulnerable group when an adaptation strategy that aims to redistribute risk of the first hazard event actually aggravates the risk for vulnerable groups during the next event [35]. The lack of procedural inequality through underrepresentation and lack of agency enforces the potential for maladaptation or adaptation trade-offs, as the voice of the vulnerable is not heard twice over [111113]. It is therefore key to better understand the effectiveness and challenges that multi-hazards pose for equitable adaptation [20,32,35,103,105,114,115].

4.3 Adaptation challenges due to varying temporal and spatial dimensions

Multi-hazards present further unique challenges for equitable adaptation due to varying temporal and spatial dimensions. Temporal challenges occur for example due to differing onset speeds of the hazards [22], mismatches between the temporal dimension of the hazard and the availability of funding and policy cycles [116], lags between hazard awareness and adaptation [117], the interaction between short- and long- term multi-risk adaptation strategies [35], and unequal recovery periods [118]. For example, slow onset events or extensive events can slowly exacerbate vulnerability, and when overlooked in adaptation efforts can put vulnerable communities at increased risk for a sudden intensive event like floods, making adaptation efforts for the sudden intensive event less effective [22]. In another example, Inuit communities overspecializing their harvesting practices as a climate change coping mechanism, decreases their short-term vulnerability but increases their long-term adaptive capacity [36,119]. The temporal difference can also lead to ineffective resource allocation, as sudden onset events might be prioritized over slow onset events, leaving communities that face slow-onset events at risk [116]. Similarly, for adaptation to be equitable, it needs to recognize and address the longer recovery phase for vulnerable populations [118] as this puts them longer at risk for compounding hazards as shown in Fig 1. The spatial dimension can also lead to specific challenges for equitable adaptation, due to the unequal distribution of hazards, for instance between coastal and inland communities [120], the disparities between infrastructure and services between urban and rural communities [8], the particular challenges for urban areas (high density population, heatwaves)[11], and the spatial mismatch between adaptation resources [120]. For instance, vulnerable communities in rural areas face relatively larger challenges from compounding events, as there is less infrastructure and public services, and due to low economic value they are less prioritized in adaptation planning. However, this might similarly apply to informal urban settlements such as slums, as they are not included in adaptation planning [11].

5 Methods to inform equitable adaptation in a multi-hazard context

To adequately inform adaptation decision-making, methods need to be able to capture and analyse the social and environmental system in an integrative way; adaptation measures need to strengthen the position of the most vulnerable, while also considering the positive or negative effects of adaptation when faced with intensive or extensive consecutive and compounding events. Understanding this complexity requires a range of methods from the social domain to the physical domain, and needs to be able to increase our understanding of multi-hazard complexities to systematically assess interactions of risk and responses across space and time [20]. Without being exhaustive, we highlight recent advances in qualitative and quantitative methods, as well as adaptation decision-making approaches, that focus on the complexities of socio-environmental systems (SES), that combined in a mixed method approach promise to be suitable to merge equity and multi-hazard considerations.

5.1 Qualitative approaches for complex socio-environmental systems

Qualitative approaches are particularly suitable to elicit a deep understanding of the social processes [64,121] and there are various qualitative methods that can support the analysis of the situation of vulnerable groups in relation to hazards, their coping capacity, and their needs. Some recent methodological advances promise to be particularly suitable for supporting knowledge on equitable adaptation in a multi-hazard context, as they already have specifically moved to focus on socio-environmental systems. First, participatory scenario planning (PSP) has been applied to study complex socio-environmental systems in the context of climate adaptation [122,123]. PSP has the potential to integrate diverse views, local context, complexities and uncertainties, and by doing so foster understanding and decision-support [122,123]. Recent developments focus on making PSP more participatory and inclusive, including diverse community members and designing adaptation pathways together [122]. Similarly, Participatory Action Research (PAR) has been used to understand climate adaptation planning and sustainable development in socio-ecological systems [123]. PAR also holds potential to focus more on power structures, social inequalities, and injustices, and how to overcome these together and transform them towards equitable adaptation. While PSP and PAR, have seen an increased use for equitable adaptation application, so far they have seen very limited use to specifically analyse equitable adaptation in a multi-hazard context. Partly, this is because the multi-hazard research is a young and evolving field of research [124126], and complex interactions between adaptation measures for compounding and consecutive events are not well known yet (de Ruiter, de Bruijn, et al., 2021b [32]; Schipper, 2020b [35]; Ward et al., 2022 [124]). As this fields matures, quantitative methods are needed to integrate knowledge on adaptation synergies and adaptation trade-offs in the qualitative approaches, to discuss with individuals and communities the implications for equity. PSP and PAR are particularly well-suited to be applied in low-resource context. For example, place-based PSP has been successfully applied in Latin America, Africa, and Asia [127129], and facilitates common understanding of adaptation and learning within communities [127129]. Similarly, PAR is particularly suitable to be applied in low-resource context, and they prioritizes the value of experiential knowledge for tackling problems caused by unequal and harmful social systems (for a review, see Cornish et al. [130]). These applicability of qualitative methods increases the geographical reach of the method, and facilitates the usefulness for communities to design equitable adaptation measures in a multi-hazard context.

5.2 Quantitative approaches for complex socio-environmental systems

Quantitative modelling approaches can aid in understanding the complex interactions between multi-hazard adaptation and equity, and support qualitative methods and vice versa. However, such models need to be able to integrate a range of concepts and input, from multi-hazard maps to the socio-economic effects of adaptation decisions. A field of modelling that is particularly suited for this are Socio-Environmental System (SES) models [131,132] or otherwise referenced as coupled human and natural systems (CHANS) models [133,134]. These modelling concepts depart from the premise that the social, economic, and environmental systems have complex feedbacks and interactions and need to be modelled within one framework. Some examples that can be classified under these terms are integrated assessment models (IAM), system dynamics models, and agent-based models. Especially agent-based models have evolved in recent years as a strong modelling tool to understand complex non-linear processes in adaptation decision-making (An, 2012 [133]; Anshuka et al., 2022 [135]; Filatova et al., 2016 [131]; Haer et al., 2019, 2020b [44,106]; Schrieks et al., 2021 [136]; Taberna et al., 2020 [137]). While not applied yet to study equitable adaptation in a multi-hazard concept, they are particularly suited to do so as (1) they capture heterogeneity of agents in characteristics and decision-making, allowing for representation of individuals and groups living in vulnerable situations (2) they are designed for complex feedbacks and interaction between agents, such as vulnerable individuals, communities, and government action (3) they allow for integration of environmental data and processes, allowing for the inclusion of multi-hazard data and processes, and (4) they capture emergent behavior, in this case the (in)equity of adaptation decisions by different agents and to different hazards, which potentially occur consecutively or compounding.

Moreover, agent-based models lend themselves to strengthen procedural equity through participatory approaches, which can mean involving groups living in vulnerable situations in the model design and outcome analysis [67]. In the conceptualization, design, analysis, and validation and calibration phase stakeholders can be included [67]. While ABM development requires considerable training and know-how, they have been successfully applied in LMICs. For example, Hailegiorgis et al., [138] use ABM to provide insight in adaptation strategies for rural households in Ethiopia, Wens et al., [139] do similar work for Kenya, and Amadou et al. [140] how the applicability for ABM on northern Ghana. Here, the capacities of groups living in vulnerable situations do need to be considered, to align capacities with the phase of contribution. Combining ABM with focus group discussions or household surveys are often a direct and useful way to integrate local knowledge and context. The more technical sections in ABM development, such as design and analysis can be done with stakeholder groups that represent the most vulnerable, while conceptualization and even validation and calibration can be supported by group discussions, workshops, or more participatory approaches such as serious game design of agent-based models.

5.3 Decision-making under deep uncertainty

As the interaction between multi-hazards and equity increases complexity, specialized decision-making tools are needed that specifically address deep uncertainty. In recent years, methods for Decision-making Under Deep Uncertainty [141] have emerged as effective tools for decision-making for short- and long-term adaptation. However, they have been criticized for overlooking the organizational and individual context [141]. To address equity in adaptation, DMDU approaches should therefore be combined with the qualitative and quantitative methods described above.

Examples of DMDU approaches are Robust Decision Making (RDM), Dynamic Adaptive Planning (DAP), Dynamic Adaptive Policy Pathways (DAPP), Info-Gap Theory (IG) and Engineering Options Analysis (EOA). We highlight here the DAPP, as recent advances in this field also address the multi-hazard context [92]. DAPP approaches recognize that adaptation decision-making needs to be flexible and robust when faced with long-term uncertainty, such as under the context of climate change [142]. The method develops pathways, with decision-triggers, and adaptation tipping points, which reflects moment in time to act to remain flexible and robust in the future. Initially, the usefulness of these methods was shown for one hazard, but the method is now expanded to the multi-hazard context (DAPP-MR) [92]. The DAPP-MR expands the method by also considering interaction effects between hazards, and the effects therefore on different economic sectors, to meet certain objectives like minimized costs, minimized damages, minimized crop or production loss. The first analysis of this methodology shows that the framework is useful to show non-linear effects. Similarly, we propose here that this DAPP-MR framework could be expanded to include equity considerations, thereby addressing equitable adaptation in a multi-hazard context. Specifically, this means that objectives have to be integrated that measure the distributive effects of adaptation on groups living in vulnerable situations.

The DAPP-MR approach also lends itself to increasing procedural justice in adaptation decision-making when combined with participatory approaches. In the development stage, this could be done through qualitative approaches such as focus group discussions, storyline development, and others as discussed in [92]. Once developed, the DAPP can be represented as a metro-map, with visuals that are comprehensible for a broader audience. This offers further opportunities to involve groups living in vulnerable situations, by checking in a participatory way whether the views, opinions, and thoughts are represented in the DAPP, and whether the outcome objectives reflect the needs of people living in vulnerable situations. While DAPP was developed and first applied in high-resource countries, it is increasingly used to support adaptation decision-making in LMICs, with application in Africa, Asia, and South America [141]. Recognizing that the capacity to apply the full DAPP framework might be limited in low-resource context, the DAPP can also be amended towards a more qualitative framework [143]. This supports also the argument for a mixed-methods approach to elicit equitable adaptation in a multi-hazard context.

6 Conclusion and final recommendations

Recent advances in the scientific risk and hazard communities demonstrate increased attention for the impacts of multi-hazards. Here, we discuss the importance of including equitable adaptation for this multi-hazard context, how different hazard types pose different challenges for moving towards more equitable adaptation, and how multi-hazards in particular lead to increased vulnerability. We identify key considerations for future research and discuss recent scientific advances that could be used to strengthen equitable adaptation decision-making in a multi-hazard context.

First, while equitable adaptation should follow the general principles of distributive, procedural, and systemic equity [16], multi-hazard research on equitable adaptation needs to internalize that there are distinctly different challenges for each hazard type. For example, adaptation to rapid-onset intensive events such as major floods often faces trade-offs between resources and equity, where the lack of social welfare considerations leads to prioritization of economically valuable areas. Here, including for instance social welfare economics in cost-benefit analysis for large-scale adaptation projects might lead to improved protection of the most vulnerable [144]. For slow-onset events on the other hand, the unclear start-point of the events can lead to a slow adaptive response, ignoring the fact that the initial pressure of a drought already has large effects on the most vulnerable that live near subsistence conditions. Because of the slow-onset character of droughts, the complexity intertwines with other socio-economic processes such as market dynamics, and equitable adaptation needs to focus on not only reducing the effects of a drought, but also strengthening the socio-economic position of vulnerable groups during a drought. Moreover, future research should also assess how gradual climatic processes influence mid-to long term adaptation planning as a result of non-stationarity of these climatic processes and their contribution to emerging risks.

Second, whereas intensive effects have the most attention across scales, extensive events are mostly ignored in adaptation effort as they are seen as part of every life. However, the continuous pressure of extensive events either keeps vulnerable groups vulnerable, or they can even lead to a more vulnerable position which becomes disastrous once an intensive hazard hits. For extensive events, we need to overcome the general lack of adaptation by, for instance, also focus on protecting against small yearly floods through low dykes or mangroves, or creating small water buffers to cope with short-term droughts. Extensive hazards also deserve more scientific attention [14,28,8284], as cumulatively they lead to similar loss of life and economic damage as high-profile intensive hazards.

Third, research needs to improve the understanding of the impacts of maladaptation and adaptation trade-offs on vulnerable groups when faced with multi-hazard events [35]. Van den Hurk et al. [98] encourage practitioners to move towards increased “compound thinking”. Adding to this general challenge of adaptation to compound disasters, recent studies show that maladaptation and adaptation trade-offs can have detrimental impacts to all of society [20,35,101,103], but these negative effects will be felt more strongly by vulnerable groups. Scientists and practitioners need to understand how maladaptation and adaptation trade-offs unequally affect the most vulnerable, especially in a multi-hazard context, and they need to identify equitable compound and consecutive event adaptation solutions, that account for the specific spatial and temporal challenges of multi-hazards as discussed in section 4.3. This is as of yet, a crucial but understudied component of the complexities of multi-hazard adaptation. In this review, we offer concrete methodological recommendations to address this, highlighted qualitative (participatory scenario planning, participatory action research), quantitative (agent-based models) and decision-support (multi-hazard dynamic adaptation pathway) methods that focus on understanding complex socio-environmental systems, and are suitable to integrate equity and multi-hazard considerations.

To be able to address these recommendations in a multi-hazard context, the scientific community also needs to align methods and definitions. For example, Drake and Tate [9] find that social vulnerability to multi-hazard risk is measured differently and also to a different extent, by different multi-risk sub-communities (e.g., compound, cascading events). Similarly, using different equity indicators, such as poverty reduction or the ability to absorb shocks, might lead to different assessments of how equitable adaptation measures are performing [67,145], and even the understanding of what is equity might differ among scientists and stakeholders [146]. This limits the capacity of quantitative analysis of equitable adaptation across scales and hazards. The analysis of hazard impacts also increasingly draws on open-access data and citizen science, but due to limited access of vulnerable groups to digital sources, they are often underrepresented in the data [81,147]. Even large-scale disaster databases, like EM-DAT, possibly underrepresents vulnerable groups, for instance because a self-reporting of disaster impacts is less accurate under weaker government regimes [26]. As risk and disaster science increasingly draws on digital data-sources, this means that researchers need to be aware of the disadvantages of this data for representing vulnerable groups.

Finally, we need to acknowledge that achieving equitable adaptation is an ever-changing, complex, and context-specific exercise. There are hard limits to adaptation (e.g. even with unlimited resources adaptation is no longer possible) and soft limits to adaptation (e.g. adaptation is faced with barriers, that theoretically could be overcome by improving policies, financial resources, technologies, governance, or social capacity), and vulnerable groups and communities are unevenly faced with both limits [22]. This is exacerbated when considering multi-hazards. Even when measures that achieve equitable adaptation are identified for different hazard types and for multi-hazard risks, the dynamic socio-economic, cultural and political context might reduce the effectiveness of such measures. Therefore, adaptation needs to be proactive, flexible, and iterative, to stimulate continuous learning and improvement [6,16,68]. Even more important, solutions for equitable adaptation should not reduce other justice efforts, and the should support sustainable development as argued in the concept of Climate-Resilient Development (CRD) [23]. We underline the argument by many scientist (For a review, see Coggins et al.[21]) that the key to improve the position of the most vulnerable is to address the root causes of inequality and to provide sustainable development pathways [23]). In fact, to create disaster risk resilience in vulnerable groups, we need to remain aware that it is a basic necessity to address the root causes such as income inequality, lack of influence in decision-processes, limited access to social services, weak or ineffective institutional capacity and other systemic factors [6,10,16,17,21,26,60,71].

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